Broker Check

Document Checklist:

From your Bank: 

Checking statement, CD or savings account statement, credit card statements

From your Broker or Mutual Fund Company:

Latest monthly statement, current value of investments

From your Insurance Company or Agent:

Latest premium notice or annual statement, life insurance policy description, in-force illustration for cash-value life insurance, annuity contract description

From your Employer:

Pay stubs, pension plan description, description of 401(k) or other retirement savings plan, employee benefits booklet

From your Personal Files:

Monthly budgets, current tax returns, details on the purchases of major assets, loan documents, trust agreement